Equity Broking Services
Take control of your financial future with our reliable equity broking services. Invest in stocks, IPOs, and pre-IPO opportunities with expert guidance, seamless trading experience, and advanced tools designed to maximize your returns in the stock market.
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Equity Broking - plain-language definitions for the ShreeVaah investor.
Equity broking is more than just executing buy and sell orders—it is about navigating market volatility with clarity and confidence. Through robust trading platforms and research-driven execution offered by Choice Equity Broking, we enable clients to trade equities, derivatives, and exchange-traded products with precision, regulatory integrity, and complete transparency. Invest in India’s growth with secure, efficient, and partner-backed market access designed to build enduring capital.
Regulatory Bodies & Exchanges
- SEBI (Securities and Exchange Board of India): The primary regulatory body for the Indian securities market, protecting investor interests and promoting market development.
- RBI (Reserve Bank of India): India's central bank and the main regulator of the banking system, also playing a key role in money and foreign exchange markets.
- BSE (Bombay Stock Exchange): One of India's two major stock exchanges, located in Mumbai — Asia's oldest, known for its Sensex index.
- NSE (National Stock Exchange): India's largest stock exchange by trading volume, known for its benchmark Nifty 50 index.
- MSEI (Metropolitan Stock Exchange of India): A smaller, newer Indian stock exchange offering trading in equity, currency derivatives, and debt.
Market Participants
- Stock Broker: An intermediary licensed by SEBI who buys and sells securities on behalf of investors, and is a member of a stock exchange.
- Equity Broking Exchange: The platform where equities are bought and sold — such as the NSE and BSE — providing the infrastructure to match buyers and sellers.
Depository Services
- CDSL (Central Depository Services Limited): One of India's two main depositories, holding securities like shares and bonds in electronic form on investors' behalf.
- NSDL (National Securities Depository Limited): India's other major depository, providing a system for holding and transferring securities in dematerialized form.
Trading & Order Types
- Margin Trading: Borrowing money from your broker to purchase more securities than your own capital allows — amplifying both potential profits and losses.
- Intraday Trading: Buying and selling stocks within the same trading day, aiming to profit from small price moves; positions close before the market does.
- Short Selling: Selling a stock you don't own — borrowed from a broker — intending to buy it back later at a lower price, profiting from a falling market.
- Stop-Loss Order: An order to buy or sell once a security reaches a set price, designed to limit losses on a position.
- Limit Order: An order to buy or sell at a specific price or better — a buy limit order executes at the limit price or lower; a sell limit order at the limit price or higher.
Market & Investor Types
- Arbitrage: Simultaneously buying and selling an asset in different markets to profit from a price difference.
- Bull Market: A condition where prices are rising or expected to rise, marked by investor optimism.
- Bear Market: A condition where prices are falling or expected to fall, marked by investor pessimism.
- Retail Investor: An individual who buys and sells securities for their own personal account.
- Institutional Investor: An organization - such as a mutual fund, pension fund, or insurer — that pools money to purchase securities and other assets.
Corporate Actions & IPOs
- IPO (Initial Public Offering): The process by which a privately held company first offers its shares to the public on a stock exchange.
- Underwriting: The process where an investment bank or syndicate guarantees the sale of shares in an IPO, buying them from the company and selling them to the public.
- Book Building: A process used in an IPO to determine price, inviting bids from institutional investors before setting a final price based on demand.
- Face Value: The nominal value of a share as stated in the company's charter — largely unrelated to its market value.
- Bonus Share: An additional free share given to a shareholder based on holdings — typically to increase liquidity and capitalize on reserves.
General Exchange Terms
- Stock Exchange: A marketplace for buying and selling financial instruments, providing the infrastructure to match buyers and sellers fairly and in order.
- Listing: The process by which a company's shares are approved for trading on an exchange, after meeting its eligibility criteria.
- Index: A statistical measure of a basket of stocks' performance — the Nifty 50 and Sensex are used as benchmarks for overall market health.
- Trading Session: The hours a stock exchange is open for trading. In India, the equity market runs 9:15 AM to 3:30 PM, Monday to Friday.
Market Operations
- Market Capitalization: The total value of a company's outstanding shares — current share price multiplied by total shares.
- Circuit Breaker: A system that temporarily halts trading to prevent excessive volatility, giving investors time to absorb information.
- Tick Size: The minimum price increment by which a security's price can change on an exchange.
- Futures & Options (F&O): A derivatives market segment. Futures are contracts to buy or sell at a predetermined price on a future date; Options give the right, but not the obligation, to buy or sell at a specific price.
Clearing & Settlement
- Clearing Corporation: An entity that guarantees the settlement of all trades, acting as counterparty to every transaction to minimize default risk.
- Settlement Cycle: The period between the trade date and settlement date. India's equity market follows a T+1 settlement cycle.
- Delivery: The actual transfer of shares from the seller's Demat account to the buyer's.
- Rolling Settlement: A system where every trading day is a settlement day, with trades settled a fixed number of days after execution.
Intermediaries & Depository Participants
- Stock Broker: A licensed intermediary who buys and sells securities on behalf of investors, acting as a bridge between investor and market.
- Sub-Broker: An agent of a main stock broker, assisting in reaching a wider client base and providing services under the main broker's license.
- Depository Participant (DP): A registered agent of a depository, linking investors to it — opening and maintaining Demat accounts. Banks, financial institutions, and stockbrokers can act as DPs.
- Merchant Banker: A financial institution offering capital market services such as managing IPOs, underwriting, and M&A advisory.
- Investment Advisor: A SEBI-registered professional who provides personalized investment advice for a fee, and must act in clients' best interests.
- Mutual Fund Distributor (MFD): An individual or company that sells mutual fund schemes to investors, earning a commission from the AMC.
Depositories & Their Services
- Depository : An organization that holds securities in electronic (dematerialized) form. India has two: NSDL and CDSL.
- Demat Account: An account opened with a Depository Participant to hold securities electronically — the equivalent of a bank account for shares.
- Rematerialization: Converting electronic securities held in a Demat account back into physical share certificates.
- ISIN: A 12-digit alphanumeric code that uniquely identifies a security listed on an exchange.
- Power of Attorney (POA): A legal document authorizing someone — typically your broker — to operate your Demat account on your behalf.
- Corporate Action: An event initiated by a company that affects its securities — such as bonus issues, stock splits, dividends, and rights issues — managed by the depository.
KYC is a one-time exercise while dealing in securities markets. Once KYC is completed through a SEBI-registered intermediary, you do not need to repeat the process when approaching another intermediary.
Please note that Mutual Funds, Corporate Fixed Deposits & Bonds are distributed in the capacity of an intermediary/distributor and are not Exchange-traded products under the purview of BSE/NSE trading platforms.
Any disputes arising out of these distribution activities will not be covered under Exchange arbitration or Investor Redressal mechanisms.
Investments in securities markets are subject to market risks. Read all scheme-related documents carefully before investing.
Tre Sessanta Financial Services is an AMFI-registered Mutual Fund Distributor and an Authorised Person / Partner for equity broking services.
We are neither a SEBI-registered Investment Adviser (RIA) nor a certified tax consultant. The contents of this website are strictly for informational and distribution purposes and should not be construed as customized investment advice, financial planning, or tax advisory.
Investors must assess product suitability independently or consult a SEBI-registered Investment Adviser / tax professional.
Risk disclosure on derivatives
1. 93% of individual traders in the equity Futures & Options (F&O) segment incurred net losses over the three-year period between FY22 and FY24.
2. On average, loss-makers registered net trading losses close to ₹2,00,000 per trader (inclusive of transaction costs).
3. The top 3.5% of loss-makers (approximately 4 lakh traders) faced an average loss of ₹28 lakh per person over the same period.
4. Over and above trading losses, individuals spent substantial amounts on transaction costs (brokerage, exchange charges, STT, and taxes), which significantly worsen net losses or erode trading profits.
5. Only 1% of individual traders managed to earn net profits exceeding ₹1 lakh after adjusting for transaction costs.
(Source: Study on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options Segment” published by Securities and Exchange Board of India - SEBI)
Option 2: Comprehensive Legal Disclaimer (For Website Legal Page / T&C)
Statutory Caution & Risk Disclosure for Derivatives Trading:
- High Capital Risk & Leverage: Trading in derivative contracts (Futures and Options) involves substantial leverage and high market risk. Because of leverage, a small adverse movement in the underlying market price can lead to significant financial losses that may exceed your initial margin deposit.
- Demat Account: An account opened with a Depository Participant to hold securities electronically — the equivalent of a bank account for shares.
- No Assured or Guaranteed Returns: Neither Tre Sessanta Financial Services nor any of its partners, associates, or employees provide any assurance, guarantee, or target-based returns on derivative trades. Clients are strictly advised not to act on unverified tips, rumours, or unauthorized advisory channels (e.g., WhatsApp/Telegram groups).
- Independent Role Clarification: Tre Sessanta operates solely as an intermediary/channel partner associated with SEBI-registered stockbrokers. We do not provide discretionary portfolio management or customized trade recommendations for derivative contracts.
- Suitability & Assessment: Derivative instruments are complex and not suitable for all investors. Clients must assess their financial capability, risk tolerance, and trading objectives independently before engaging in F&O transactions.
